⌘K

Login Start Free

Home/Filings/4/0001628280-24-051658

4//SEC Filing

Ritterbusch Todd 4

Accession 0001628280-24-051658

CIK 0001539638other

View on SEC.gov Company Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:05 PM ET

Size

23.7 KB

Accession

0001628280-24-051658

Insider Transaction Report

Form 4

Period: 2024-12-13

Triumph Financial, Inc.TFIN

Ritterbusch Todd

President - TBK Bank, SSB

Transactions

Tax Payment
Common Stock
2024-12-13$100.95/sh−468$47,245→ 10,079 total
Tax Payment
Common Stock
2024-12-13$101.84/sh−485$49,392→ 12,662 total
Exercise/Conversion
Common Stock
2024-12-13$69.44/sh+1,093$75,898→ 12,403 total
Exercise/Conversion
Common Stock
2024-12-13$31.00/sh+945$29,295→ 8,379 total
Exercise/Conversion
Common Stock
2024-12-13$26.25/sh+2,931$76,939→ 11,310 total
Exercise/Conversion
Employee Stock Options
2024-12-13−945→ 0 total
Exercise: $31.00Exp: 2029-05-01→ Common Stock (945 underlying)
Exercise/Conversion
Employee Stock Options
2024-12-13−2,931→ 0 total
Exercise: $26.25Exp: 2030-05-01→ Common Stock (2,931 underlying)
Exercise/Conversion
Common Stock
2024-12-13$51.25/sh+744$38,130→ 13,147 total
Exercise/Conversion
Employee Stock Options
2024-12-13−1,093→ 1,094 total
Exercise: $69.44Exp: 2032-05-01→ Common Stock (1,093 underlying)
Exercise/Conversion
Employee Stock Options
2024-12-13−744→ 2,232 total
Exercise: $51.25Exp: 2033-05-01→ Common Stock (744 underlying)
Tax Payment
Common Stock
2024-12-13$101.84/sh−1,286$130,966→ 11,376 total
Tax Payment
Common Stock
2024-12-13$102.20/sh−829$84,724→ 10,547 total

Holdings

Depository Shares
21,000

Footnotes (3)

[F1]Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.
[F2]Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
[F3]Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Documents

1 file

4
wk-form4_1734469512.xmlPrimary
FORM 4

Issuer

Triumph Financial, Inc.

CIK 0001539638

Entity typeother

Related Parties

1

filerCIK 0001774173

Filing Metadata

Form type: 4
Filed: Dec 16, 7:00 PM ET
Accepted: Dec 17, 4:05 PM ET
Size: 23.7 KB

View on SEC.gov