Triumph Financial, Inc.·4

Dec 17, 4:05 PM ET

Ritterbusch Todd 4

4 · Triumph Financial, Inc. · Filed Dec 17, 2024

Insider Transaction Report

Form 4
Period: 2024-12-13
Ritterbusch Todd
President - TBK Bank, SSB
Transactions
  • Tax Payment

    Common Stock

    2024-12-13$100.95/sh468$47,24510,079 total
  • Tax Payment

    Common Stock

    2024-12-13$101.84/sh485$49,39212,662 total
  • Exercise/Conversion

    Common Stock

    2024-12-13$69.44/sh+1,093$75,89812,403 total
  • Exercise/Conversion

    Common Stock

    2024-12-13$31.00/sh+945$29,2958,379 total
  • Exercise/Conversion

    Common Stock

    2024-12-13$26.25/sh+2,931$76,93911,310 total
  • Exercise/Conversion

    Employee Stock Options

    2024-12-139450 total
    Exercise: $31.00Exp: 2029-05-01Common Stock (945 underlying)
  • Exercise/Conversion

    Employee Stock Options

    2024-12-132,9310 total
    Exercise: $26.25Exp: 2030-05-01Common Stock (2,931 underlying)
  • Exercise/Conversion

    Common Stock

    2024-12-13$51.25/sh+744$38,13013,147 total
  • Exercise/Conversion

    Employee Stock Options

    2024-12-131,0931,094 total
    Exercise: $69.44Exp: 2032-05-01Common Stock (1,093 underlying)
  • Exercise/Conversion

    Employee Stock Options

    2024-12-137442,232 total
    Exercise: $51.25Exp: 2033-05-01Common Stock (744 underlying)
  • Tax Payment

    Common Stock

    2024-12-13$101.84/sh1,286$130,96611,376 total
  • Tax Payment

    Common Stock

    2024-12-13$102.20/sh829$84,72410,547 total
Holdings
  • Depository Shares

    21,000
Footnotes (3)
  • [F1]Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.
  • [F2]Each Depository Share represents 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, per value $0.01 per share.
  • [F3]Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Documents

1 file
  • 4
    wk-form4_1734469512.xmlPrimary

    FORM 4