4//SEC Filing
Alpha Units Holdings, Inc. 4
Accession 0001628280-24-052085
CIK 0001109448other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:32 PM ET
Size
6.1 KB
Accession
0001628280-24-052085
Insider Transaction Report
Form 4
Alpha Units Holdings, Inc.
10% OwnerOther
Transactions
- Other
Units
2024-12-19+1,444,356→ 75,851,289 total
Footnotes (2)
- [F1]Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").
- [F2]On December 19, 2024, AB entered into a Master Exchange Agreement (Exchange Agreement) providing for the issuance by AB of up to 10,000,000 units (AB Units) representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. (EQH) and any of its wholly-owned subsidiaries in exchange for an equal number of units (Holding Units) representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired.
Documents
Issuer
ALLIANCEBERNSTEIN L.P.
CIK 0001109448
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001761959
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 4:32 PM ET
- Size
- 6.1 KB