4//SEC Filing
SEXTON O GRIFFITH 4
Accession 0001628280-25-005786
CIK 0001433642other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:43 PM ET
Size
17.7 KB
Accession
0001628280-25-005786
Insider Transaction Report
Form 4
SEXTON O GRIFFITH
Director10% Owner
Transactions
- Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote) - Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying) - Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying) - Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote)
Holdings
- 3,521
Class A Common Stock
- 17,414(indirect: See footnote)
Class A Common Stock
Transactions
- Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying) - Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote) - Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying) - Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote)
Holdings
- 3,521
Class A Common Stock
- 17,414(indirect: See footnote)
Class A Common Stock
Transactions
- Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote) - Other
Class B Common Stock
2025-02-12$0.00/sh−25,000$25→ 291,233 total(indirect: See footnote) - Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying) - Other
Class B Units
2025-02-12$159.00/sh−25,000$3,975,000→ 291,233 total(indirect: By Trust)→ Class A Common Stock (25,000 underlying)
Holdings
- 17,414(indirect: See footnote)
Class A Common Stock
- 3,521
Class A Common Stock
Footnotes (8)
- [F1]Mr. Sexton holds these shares indirectly through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust.
- [F2]The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash.
- [F3]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
- [F4]The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust.
- [F5]The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust.
- [F6]Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
- [F7]The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC.
- [F8]The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001338580
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:43 PM ET
- Size
- 17.7 KB