Girouard Dave 4
4 · Upstart Holdings, Inc. · Filed Mar 4, 2025
Insider Transaction Report
Form 4
Girouard Dave
DirectorChief Executive Officer10% Owner
Transactions
- Award
Employee Stock Option (Right to buy)
2025-02-28+239,628→ 239,628 totalExercise: $66.67Exp: 2035-02-27→ Common Stock (239,628 underlying)
Holdings
- 8,342,701(indirect: See Footnote)
Common Stock
- 1,000,000(indirect: See Footnote)
Common Stock
- 546,501(indirect: See Footnote)
Common Stock
- 546,501(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
- [F2]These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
- [F3]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F4]These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F5]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
- [F6]These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
- [F7]1/48th of the shares subject to the option shall vest on March 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.