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4//SEC Filing

Pillai Anu 4

Accession 0001628280-25-015295

CIK 0001880613other

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 7:55 PM ET

Size

9.4 KB

Accession

0001628280-25-015295

Insider Transaction Report

Form 4
Period: 2025-03-20
Pillai Anu
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2025-03-202,1052,105 total
    Class A Common Stock, par value $0.001 per share (2,105 underlying)
  • Exercise/Conversion

    Class A Common Stock, par value $0.001 per share

    2025-03-20+2,10518,367 total
  • Tax Payment

    Class A Common Stock, par value $0.001 per share

    2025-03-20$0.79/sh729$57617,638 total
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.
  • [F2]Due to administrative error, the number of non-derivative securities beneficially owned by the Reporting Person was incorrectly reported as 14,829 instead of 16,262 on a Form 4 filed on June 14, 2024. This column reflects the corrected balance, as effected by the transactions reported on this Form 4.
  • [F3]Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 2,105 shares.
  • [F4]On March 20, 2023, the reporting person was granted 6,315 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on March 20, 2024, an additional 33% of the restricted stock units vested on March 20, 2025, and the remaining balance of 34% of the restricted stock units will vest on March 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).

Issuer

Direct Digital Holdings, Inc.

CIK 0001880613

Entity typeother

Related Parties

1
  • filerCIK 0001896798

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 7:55 PM ET
Size
9.4 KB