4//SEC Filing
Nelson Adam D 4
Accession 0001628280-25-022317
CIK 0001539638other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 6:17 PM ET
Size
18.2 KB
Accession
0001628280-25-022317
Insider Transaction Report
Form 4
Nelson Adam D
SVP and General Counsel
Transactions
- Tax Payment
Common Stock
2025-05-01$54.38/sh−425$23,112→ 34,832 total - Award
Common Stock
2025-05-01+674→ 35,257 total - Award
Common Stock
2025-05-01+2,298→ 34,583 total - Award
Employee Stock Options
2025-05-01+4,409→ 4,409 totalExercise: $54.38Exp: 2035-05-01→ Common Stock (4,409 underlying)
Holdings
- 2,976
Employee Stock Options
Exercise: $51.25Exp: 2033-05-01→ Common Stock (2,976 underlying) - 3,508
Employee Stock Options
Exercise: $38.75Exp: 2028-05-01→ Common Stock (3,508 underlying) - 1,802
Employee Stock Options
Exercise: $88.63Exp: 2031-05-01→ Common Stock (1,802 underlying) - 2,010
Employee Stock Options
Exercise: $72.00Exp: 2034-05-01→ Common Stock (2,010 underlying) - 2,529
Employee Stock Options
Exercise: $31.00Exp: 2029-05-01→ Common Stock (2,529 underlying) - 2,187
Employee Stock Options
Exercise: $69.44Exp: 2032-05-01→ Common Stock (2,187 underlying)
Footnotes (6)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.
- [F4]Consists of (i) 30,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F5]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F6]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621766
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 6:17 PM ET
- Size
- 18.2 KB