Home/Filings/4/0001628280-25-026883
4//SEC Filing

LILLIE JAMES E 4

Accession 0001628280-25-026883

CIK 0001796209other

Filed

May 19, 8:00 PM ET

Accepted

May 20, 5:05 PM ET

Size

11.7 KB

Accession

0001628280-25-026883

Insider Transaction Report

Form 4
Period: 2025-05-16
Transactions
  • Award

    Restricted Stock Units

    2025-05-16+3,1603,160 total
    Common Stock (3,160 underlying)
Holdings
  • Common Stock

    996,203
  • Common Stock

    (indirect: By LLC)
    3,389
  • Common Stock

    (indirect: By LLC)
    5,088,734
  • Series A Preferred Stock

    (indirect: By LLC)
    Common Stock (768,000 underlying)
    768,000
  • Restricted Stock Units

    Common Stock (3,810 underlying)
    3,810
Footnotes (6)
  • [F1]The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,389 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
  • [F2]The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
  • [F4]These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.
  • [F5]These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.
  • [F6]The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).

Issuer

APi Group Corp

CIK 0001796209

Entity typeother
IncorporatedOntario, Canada

Related Parties

1
  • filerCIK 0001164470

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:05 PM ET
Size
11.7 KB