Gu Paul 4
4 · Upstart Holdings, Inc. · Filed May 21, 2025
Insider Transaction Report
Form 4
Gu Paul
DirectorChief Technology Offier
Transactions
- Exercise/Conversion
Employee Stock Option (Right to buy)
2025-05-19−25,000→ 70,000 totalExercise: $3.80Exp: 2029-03-29→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2025-05-19$3.80/sh+25,000$95,000→ 1,122,156 total
Footnotes (2)
- [F1]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F2]All of the shares subject to this option are fully vested and exercisable as of the date hereof.