KAO JOHN E 4
4 · Alignment Healthcare, Inc. · Filed Jul 11, 2025
Insider Transaction Report
Form 4
KAO JOHN E
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock
2024-03-25$4.63/sh−33,319$154,267→ 4,888,586 total - Sale
Common Stock
2025-07-10$13.41/sh−180,000$2,413,800→ 1,553,100 total(indirect: See Footnote)
Footnotes (5)
- [F1]Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of service-based restricted stock units ("RSUs"). The withholding of these shares occurred automatically upon the vesting of the RSUs, and as such, no investment decision was made by the Reporting Person in connection with this transaction. Vesting occurred on 3/25/2024 and the transaction is being reported late due to an inadvertent administrative oversight.
- [F2]Reflects the number of shares beneficially owned as of the date of this Form 4. The number of shares beneficially owned immediately following the reported transaction was 2,710,653.
- [F3]Date of Rule 10b5-1 plan adoption: 03/12/2025
- [F4]The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.28 to $13.58. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range.
- [F5]Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.