Heartflow, Inc.·4

Aug 11, 9:01 PM ET

Verghese Vikram 4

4 · Heartflow, Inc. · Filed Aug 11, 2025

Insider Transaction Report

Form 4
Period: 2025-08-07
Verghese Vikram
Chief Financial Officer
Transactions
  • Conversion

    Common Stock.

    2025-08-11+9,516145,383 total
  • Conversion

    Convertible Promissory Note

    2025-08-119,5160 total
    Exercise: $15.20Common Stock (9,516 underlying)
  • Award

    Stock Option

    2025-08-07+110,629110,629 total
    Exercise: $19.00Exp: 2035-08-07Common Stock (110,629 underlying)
  • Award

    Common Stock

    2025-08-07+21,052135,867 total
Footnotes (3)
  • [F1]Represents restricted stock units ("RSUs"), with a vesting commencement date of August 7, 2025 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date.
  • [F2]Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis.
  • [F3]The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date.

Documents

1 file
  • 4
    wk-form4_1754960465.xmlPrimary

    FORM 4