Cagney Michael Scott 4

Accession 0001628280-25-042017

CIK 0002064124other

View on SEC.gov Company Profile

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 7:20 PM ET

Size

25.2 KB

Accession

0001628280-25-042017

Insider Transaction Report

Form 4

Period: 2025-09-10

Figure Technology Solutions, Inc.FIGR

Cagney Michael Scott

Director10% Owner

Transactions

Conversion
Series Seed Preferred Stock
2025-09-12−4,750,187→ 0 total(indirect: By Trust)
→ Class B Common Stock (4,750,187 underlying)
Award
Class B Common Stock
2025-09-12+2,133,961→ 30,305,353 total
→ Class A Common Stock (2,133,961 underlying)
Conversion
Class B Common Stock
2025-09-12−1,500,000→ 4,313,645 total(indirect: By Trust)
→ Class A Common Stock (1,500,000 underlying)
Award
Class B Common Stock
2025-09-12+3,200,942→ 28,171,392 total
→ Class A Common Stock (3,200,942 underlying)
Conversion
Class B Common Stock
2025-09-12+4,750,187→ 5,813,645 total(indirect: By Trust)
→ Class A Common Stock (4,750,187 underlying)
Conversion
Class A Common Stock
2025-09-12+1,500,000→ 1,500,000 total(indirect: By Trust)
Sale
Class A Common Stock
2025-09-12$25.00/sh−1,500,000$37,500,000→ 0 total(indirect: By Trust)
Award
Stock Option
2025-09-10+3,200,942→ 3,200,942 total
Exercise: $25.00Exp: 2035-09-10→ Class B Common Stock (3,200,942 underlying)

Holdings

Class A Common Stock
(indirect: By Spouse)
6,878,993
Class B Common Stock
(indirect: By LLC)
→ Class A Common Stock (2,237,012 underlying)
2,237,012
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (3,185,970 underlying)
3,185,970
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (3,185,970 underlying)
3,185,970

Footnotes (5)

[F1]Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock.
[F2]The option vests with respect to one quarter of the underlying shares on September 10, 2026, and vests with respect to the remaining shares in 36 monthly installments thereafter.
[F3]Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
[F4]Represents an award of restricted stock units ("RSUs"), which vests with respect to one quarter of the underlying shares on September 10, 2026, and vest with respect to the remaining shares in 36 monthly installments thereafter. Each RSU represents a contingent right to receive one share of Class B Common Stock.
[F5]Represents an award of RSUs, which vests in four annual installments beginning on September 10, 2026, subject to the achievement of certain stock price thresholds ranging from $32.50 to $63.00, measured based on the average price per share of the Class A Common Stock over certain trading periods. Each RSU represents a contingent right to receive one share of Class B Common Stock.

Documents

1 file

4
wk-form4_1757719221.xmlPrimary
FORM 4

Issuer

Figure Technology Solutions, Inc.

CIK 0002064124

→

Entity typeother

Related Parties

filerCIK 0001764897

Filing Metadata

Form type: 4
Filed: Sep 11, 8:00 PM ET
Accepted: Sep 12, 7:20 PM ET
Size: 25.2 KB

View on SEC.gov