|4Sep 30, 4:23 PM ET

HAFT IAN DAVID 4

4 · AMBAC FINANCIAL GROUP INC · Filed Sep 30, 2025

Insider Transaction Report

Form 4
Period: 2025-09-29
Transactions
  • Disposition from Tender

    Restricted Stock Units

    2025-10-01131,9210 total
    Common Stock (131,921 underlying)
  • Conversion

    Common Stock, par value $0.01 per share

    2025-09-29+131,921131,921 total
Footnotes (2)
  • [F1]Upon the closing of the sale of Ambac Assurance Corporation to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Director's Restricted Stock Units to vest and settle.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

Documents

1 file
  • 4
    wk-form4_1759263785.xmlPrimary

    FORM 4