IGLESIAS LISA G 4
4 · AMBAC FINANCIAL GROUP INC · Filed Sep 30, 2025
Insider Transaction Report
Form 4
IGLESIAS LISA G
Director
Transactions
- Conversion
Common Stock
[F1]2025-09-29+67,777→ 82,327 total - Conversion
Restricted Stock Units
[F2][F1]2025-09-29−67,777→ 0 total→ Common Stock (67,777 underlying)
Footnotes (2)
- [F1]Upon the closing of the sale of Ambac Assurance Corporation to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Director's Restricted Stock Units to vest and settle.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
Signature
William White, attorney-in-fact|2025-09-30