AMBAC FINANCIAL GROUP INC·4

Sep 30, 4:27 PM ET

IGLESIAS LISA G 4

4 · AMBAC FINANCIAL GROUP INC · Filed Sep 30, 2025

Insider Transaction Report

Form 4
Period: 2025-09-29
Transactions
  • Conversion

    Restricted Stock Units

    2025-09-2967,7770 total
    Common Stock (67,777 underlying)
  • Conversion

    Common Stock

    2025-09-29+67,77782,327 total
Footnotes (2)
  • [F1]Upon the closing of the sale of Ambac Assurance Corporation to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Director's Restricted Stock Units to vest and settle.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").

Documents

1 file
  • 4
    wk-form4_1759264071.xmlPrimary

    FORM 4