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4//SEC Filing

Resendez Edward 4

Accession 0001628280-25-043754

CIK 0001411342other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 4:33 PM ET

Size

7.0 KB

Accession

0001628280-25-043754

Insider Transaction Report

Form 4
Period: 2025-09-10
Transactions
  • Award

    OP LTIP Units

    2025-09-10+9,19866,367 total
    Common Units (9,198 underlying)
Holdings
  • Common Stock

    2,500
Footnotes (2)
  • [F1]Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial Inc. (the "Company").
  • [F2]The 9,198 OP LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 9, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share (the "Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of the Company's 2017 Equity Incentive Plan (the "2017 Plan").

Issuer

Ellington Financial Inc.

CIK 0001411342

Entity typeother

Related Parties

1
  • filerCIK 0001474809

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:33 PM ET
Size
7.0 KB