4//SEC Filing
LILLIE JAMES E 4
Accession 0001628280-26-000193
CIK 0001796209other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:56 PM ET
Size
15.3 KB
Accession
0001628280-26-000193
Insider Transaction Report
Form 4
LILLIE JAMES E
Director
Transactions
- Award
Common Stock
2025-12-31+2,913,565→ 2,918,648 total(indirect: By LLC) - Other
Common Stock
2026-01-02$38.97/sh−9,979$388,882→ 2,908,669 total(indirect: By LLC) - Other
Common Stock
2026-01-02−2,893,117→ 15,552 total(indirect: By LLC) - Other
Common Stock
2026-01-02+2,893,117→ 10,241,218 total(indirect: By LLC)
Holdings
- 1,425,019
Common Stock
- 4,740
Restricted Stock Units
→ Common Stock (4,740 underlying) - 1,152,000(indirect: By LLC)
Series A Preferred Stock
→ Common Stock (1,152,000 underlying)
Footnotes (8)
- [F1]Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.
- [F2]The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 2,918,648 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
- [F3]Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.
- [F4]Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.
- [F5]The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.
- [F6]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- [F7]These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.
- [F8]The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
Documents
Issuer
APi Group Corp
CIK 0001796209
Entity typeother
IncorporatedOntario, Canada
Related Parties
1- filerCIK 0001164470
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 4:56 PM ET
- Size
- 15.3 KB