NewtekOne, Inc.·5

Jan 15, 3:58 PM ET

Schwartz Michael Adam 5

5 · NewtekOne, Inc. · Filed Jan 15, 2026

Insider Transaction Report

Form 5
Period: 2025-12-31
Schwartz Michael Adam
Chief Legal Officer
Transactions
  • Purchase

    Common Stock

    [F1]
    2025-01-13$12.14/sh+603$7,32047,466 total
  • Purchase

    Common Stock

    [F1]
    2025-04-30$10.40/sh+715$7,43647,466 total
  • Tax Payment

    Common Stock

    [F2]
    2025-07-15$11.38/sh4,648$52,89447,466 total
  • Purchase

    Common Stock

    [F1]
    2025-07-21$11.48/sh+660$7,57747,466 total
  • Tax Payment

    Common Stock

    [F3]
    2025-08-15$12.11/sh6,527$79,04247,466 total
  • Purchase

    Common Stock

    [F1]
    2025-10-24$11.05/sh+207$2,28747,466 total
  • Tax Payment

    Common Stock

    [F2]
    2025-10-15$11.00/sh5,084$55,92447,466 total
Footnotes (3)
  • [F1]Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
  • [F2]Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
  • [F3]Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Signature
Michael A. Schwartz|2026-01-15

Documents

1 file
  • 5
    wk-form5_1768510708.xmlPrimary

    FORM 5