SMITH CHARLES A 4
4 · MORGAN STANLEY · Filed Jan 16, 2026
Insider Transaction Report
Form 4
SMITH CHARLES A
Chief Risk Officer
Transactions
- Award
Common Stock
[F1]2026-01-16+24,589.08→ 145,012.04 total - Tax Payment
Common Stock
[F2]2026-01-16$191.23/sh−17,401$3,327,593→ 127,611.04 total
Holdings
- 5,494.73(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
- [F2]Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023.
Signature
/s/ Martin M. Cohen, Attorney-in-Fact|2026-01-16