ExlService Holdings, Inc.·4

Jan 28, 5:10 PM ET

Kapoor Rohit 4

4 · ExlService Holdings, Inc. · Filed Jan 28, 2026

Research Summary

AI-generated summary of this filing

Updated

ExlService (EXLS) CEO Rohit Kapoor Receives Award of 211,198 Shares

What Happened
Rohit Kapoor, Chairman & CEO of ExlService Holdings, received two awards of company stock that were deemed earned on January 26, 2026. The filing reports 72,814 shares and 138,384 shares (total 211,198 shares) issued at $0.00 per share (reported acquisition via award/vesting of PRSUs). This was an award/vesting event (not an open-market purchase or sale).

Key Details

  • Transaction date: 2026-01-26; filing date: 2026-01-28 (timely filing).
  • Reported price: $0.00 per share (award/vesting conversion).
  • Total shares acquired: 211,198 (72,814 + 138,384).
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • Footnote summary:
    • F1: Shares were earned under performance restricted stock units (PRSUs) granted Feb 15, 2023; deemed earned when the Compensation & Talent Management Committee certified performance for the period ending Dec 31, 2025.
    • F2–F7: Some reported shares are owned directly by Rohit Kapoor and by various Kapoor family and spousal trusts.
  • Remarks: filing notes Mr. Ayyappan is the company’s General Counsel (administrative remark in the filing).

Context
These shares reflect PRSU performance vesting—a compensation event that converts previously granted performance awards into common stock when targets are met. Such awards are standard executive compensation and are different from market purchases or sales; they do not necessarily signal a new buy/sell decision by the insider.

Insider Transaction Report

Form 4
Period: 2026-01-26
Kapoor Rohit
DirectorChairman & CEO
Transactions
  • Award

    Common Stock, par value $0.001 per share

    [F1][F2]
    2026-01-26+72,8141,068,494 total
  • Award

    Common Stock, par value $0.001 per share

    [F1][F2]
    2026-01-26+138,3841,206,878 total
Holdings
  • Common Stock, par value $0.001 per share

    [F3]
    (indirect: See Footnote)
    885,670
  • Common Stock, par value $0.001 per share

    [F4]
    (indirect: See Footnote)
    420,000
  • Common Stock, par value $0.001 per share

    [F5]
    (indirect: See Footnote)
    420,000
  • Common Stock, par value $0.001 per share

    [F6]
    (indirect: See Footnote)
    665,925
  • Common Stock, par value $0.001 per share

    [F7]
    (indirect: See footnote)
    201,095
Footnotes (7)
  • [F1]The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 15, 2023. Such shares of Common Stock were deemed earned on January 26, 2026, based on the Compensation and Talent Management Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2025.
  • [F2]Owned by Rohit Kapoor.
  • [F3]Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
  • [F4]Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
  • [F5]Owned by the Shikha Kapoor 2005 Family Trust.
  • [F6]Owned by the Rohit Kapoor 2016 Family Trust
  • [F7]Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
Signature
/s/ Ajay Ayyappan, Attorney-in-Fact|2026-01-28

Documents

1 file
  • 4
    wk-form4_1769638218.xmlPrimary

    FORM 4