GRIFFON CORP·4

Feb 11, 4:30 PM ET

Kaplan Seth L. 4

4 · GRIFFON CORP · Filed Feb 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Griffon (GFF) Sr. VP & GC Seth Kaplan Sells Shares

What Happened

  • Seth L. Kaplan, Senior Vice President, General Counsel and Secretary of Griffon Corporation (GFF), sold a total of 15,000 shares in open‑market transactions on February 9, 2026. The sales were reported as four separate disposals:
    • 7,086 shares at a weighted average price of $94.67 — proceeds $670,832
    • 4,274 shares at a weighted average price of $95.61 — proceeds $408,637
    • 3,240 shares at a weighted average price of $96.67 — proceeds $313,211
    • 400 shares at $97.46 — proceeds $38,984
    • Total proceeds across all sales: approximately $1,431,664
  • These were sales (transaction code S), which are routine disposals and not purchases (purchases generally signal a stronger bullish insider view).

Key Details

  • Transaction date: February 9, 2026 (Form 4 filed February 11, 2026) — filing appears timely (filed within the normal 2‑business‑day window).
  • Reported prices are weighted averages; the filing includes ranges for the multiple trades: roughly $94.25–95.24, $95.25–96.24, and $96.26–97.16. The filer offers to provide a full per‑trade breakdown on request (per footnotes).
  • Shares owned after the transaction: not disclosed in the summary provided here — check the full Form 4 for post‑transaction holdings.
  • No 10b5‑1 plan, tax withholding, gift, or option exercise is indicated in the provided data.

Context

  • This filing documents outright open‑market sales by an officer. Sales can be for many reasons (diversification, liquidity, tax planning) and do not by themselves indicate the insider’s view of the company’s prospects. For a fuller picture, compare this sale to prior insider activity and check the Form 4 for exact post‑transaction holdings.

Insider Transaction Report

Form 4
Period: 2026-02-09
Kaplan Seth L.
Sr VP, Gen. Counsel and Secy
Transactions
  • Sale

    Common Stock

    [F1]
    2026-02-09$94.67/sh7,086$670,832127,661 total
  • Sale

    Common Stock

    [F2]
    2026-02-09$95.61/sh4,274$408,637123,387 total
  • Sale

    Common Stock

    [F3]
    2026-02-09$96.67/sh3,240$313,211120,147 total
  • Sale

    Common Stock

    2026-02-09$97.46/sh400$38,984119,747 total
Holdings
  • Common Stock

    (indirect: by ESOP)
    4,786
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.25 to $95.24, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.25 to $96.24, inclusive.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $97.16, inclusive.
Signature
/s/ Seth L. Kaplan|2026-02-11

Documents

1 file
  • 4
    wk-form4_1770845416.xmlPrimary

    FORM 4