Avantor, Inc.·4

Feb 23, 8:53 PM ET

Sokenu Claudius 4

4 · Avantor, Inc. · Filed Feb 23, 2026

Research Summary

AI-generated summary of this filing

Updated

Avantor (AVTR) EVP Sokenu Claudius Receives Awards; 2,919 Shares Withheld

What Happened Sokenu Claudius, EVP, Chief Legal & Compliance at Avantor, received equity awards on Feb 19, 2026: 80,618 restricted stock units (RSUs) and 317,310 stock options (total 397,928 shares granted, recorded at $0.00 acquisition price). On Feb 20, 2026, 2,919 shares were withheld by the issuer to satisfy tax-withholding obligations related to RSU vesting; those shares were recorded as disposed at $9.03 per share (approximately $26,359). The grants are awards (not open-market purchases) and thus represent compensation rather than a purchase or sale for investment signaling.

Key Details

  • Transaction dates: Grants on 2026-02-19; tax withholding/settlement on 2026-02-20. Filing date: 2026-02-23 (timely).
  • Grant amounts: 80,618 RSUs; 317,310 stock options (total 397,928 shares granted, acquisition price reported $0.00).
  • Withheld shares: 2,919 shares withheld at $9.03 to cover taxes (value ≈ $26,359).
  • Vesting: RSUs and options vest in three equal annual installments beginning Feb 19, 2027 (see footnotes).
  • Shares owned after transaction: not specified in the filing summary provided.
  • Transaction codes: A = award/grant; F = shares withheld for tax withholding.

Context

  • The RSU and option grants are compensation awards that vest over time (not an immediate cash purchase). The 2,919-share action was a routine tax-withholding/net-settlement on vested RSUs, not an open-market sale for investment purposes. Stock-option grants will not convert into exercisable/owned shares until vesting conditions are met per the schedule in the filing.

Insider Transaction Report

Form 4
Period: 2026-02-19
Sokenu Claudius
EVP, Chief Legal & Compliance
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-19+80,618257,724 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-20$9.03/sh2,919$26,359254,805 total
  • Award

    Stock Options (Right to Buy)

    [F3]
    2026-02-19+317,310317,310 total
    Exercise: $11.05Exp: 2036-02-19Common Stock (317,310 underlying)
Footnotes (3)
  • [F1]Reflects a grant of restricted stock units that vest in three equal annual installments beginning on February 19, 2027.
  • [F2]Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
  • [F3]Reflects a grant of stock options that vest in three equal annual installments beginning on February 19, 2027.
Signature
/s/ Scott Baker, by power of attorney for Claudius Sokenu|2026-02-23

Documents

1 file
  • 4
    wk-form4_1771898001.xmlPrimary

    FORM 4