BEHRENS EVAN 4

What Happened
Evan Behrens, a director at Oppenheimer Holdings Inc. (OPY), was reported to have acquired 1,400 shares on February 26, 2026 as a restricted stock award. The Form 4 lists the transaction as an "other acquisition" (code J) and the filing identifies the grant as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan (footnote F1). No per-share price or total dollar value is listed on the Form 4.

Key Details

• Transaction date: 2026-02-26; Form 4 filed 2026-02-27.
• Transaction type: Acquisition via restricted stock award (footnote F1: 2024 Incentive Plan).
• Shares acquired: 1,400; price/value: N/A (not specified on the Form 4).
• Shares owned after transaction: Not disclosed in the provided filing details.
• Filing timeliness: Report filed the next day; no late-filing flag indicated in the provided data.

Context
Restricted stock awards are compensation grants that typically vest over time and may carry transfer restrictions, so they are not immediate open-market purchases or sales. Such awards reflect compensation rather than a direct market purchase and do not by themselves indicate the insider is buying or selling stock for investment reasons. Retail investors can estimate the grant’s notional value by multiplying 1,400 shares by OPY’s market price on the grant date, but the Form 4 did not state a dollar value.