LPL Financial Holdings Inc.·4

Feb 27, 5:10 PM ET

Field Emily 4

4 · LPL Financial Holdings Inc. · Filed Feb 27, 2026

Research Summary

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LPL Financial (LPLA) Group Managing Director Emily Field Receives RSU Award

What Happened
Emily Field, a Group Managing Director at LPL Financial (LPLA), received a grant of 1,122 restricted stock units (RSUs) on February 25, 2026. The award is reported as an "A" (award/grant) transaction at $0.00 per share (no cash paid). Under the grant terms these RSUs convert to common shares only upon vesting.

Key Details

  • Transaction date: 2026-02-25; Form 4 filed 2026-02-27 (timely — Form 4 is generally due within two business days).
  • Transaction type/code: A (award/grant). Price: $0.00 (RSUs granted, not purchased).
  • Number of RSUs granted: 1,122.
  • Shares owned after transaction: Not specified in this filing.
  • Footnote F1: The 1,122 RSUs vest ratably on Feb 25, 2027, Feb 25, 2028 and Feb 25, 2029; vested shares will be issued as soon as practicable after each vesting date.
  • Footnote F2: References existing RSUs consisting of 817 RSUs vesting ratably on Sept 5 of 2026–2028 plus the RSUs reported here.
  • Signatory note: Form signed on behalf of Emily Field under a Power of Attorney dated July 21, 2025.

Context
RSUs are a deferred compensation award that convert into company shares only when they vest; they are not an immediate purchase or sale. Because this is an award (not a purchase), it is a routine compensation event rather than a direct market vote by the insider. No tax-withholding sale or immediate disposition is indicated in this filing.

Insider Transaction Report

Form 4
Period: 2026-02-25
Field Emily
Group Managing Director
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-02-25+1,1221,939 total
Footnotes (2)
  • [F1]These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
  • [F2]Consists of (i) 817 restricted stock units that vest ratably on each of September 5, 2026, September 5, 2027 and September 5, 2028; and (ii) the restricted stock units reported on this Form 4.
Signature
/s/ Robert S. Hatfield III, attorney-in-fact|2026-02-27

Documents

1 file
  • 4
    wk-form4_1772230247.xmlPrimary

    FORM 4