ROTH R LAWRENCE 4

What Happened

• Lawrence R. Roth, a director of Oppenheimer Holdings Inc. (OPY), was reported to have acquired 1,400 shares on Feb 26, 2026. The transaction is reported as an "other acquisition" (code J) and the filing’s footnote states these are restricted stock awards granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan.
• The Form 4 lists the per-share price and total value as N/A, consistent with a restricted award where market price/consideration is not shown on the Form 4 itself. This is a compensation grant (award), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-02-26; Form 4 filed: 2026-03-03.
• Transaction code: J (other acquisition or disposition); footnote F1: restricted stock award under the 2024 Incentive Plan.
• Shares acquired: 1,400; price/value reported as N/A on the Form 4.
• Shares owned after transaction: not specified in the provided data.
• Timeliness: Form 4 was filed on Mar 3, 2026 — one business day after the typical two-business-day filing deadline for Form 4s, so this filing appears to be filed late by one business day.

Context

• Restricted stock awards are generally compensation tied to continued service or vesting conditions and do not necessarily signal immediate bullish buying intent. They typically vest over time and may be subject to forfeiture conditions.
• Because this is an award (compensation) rather than a market purchase or sale, it should be interpreted as part of executive/director pay disclosures rather than a direct trading signal.