NEOGENOMICS INC·4

Mar 3, 6:16 PM ET

Aunan Greg D 4

4 · NEOGENOMICS INC · Filed Mar 3, 2026

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NeoGenomics (NEO) CAO Greg Aunan Receives Options & RSUs

What Happened Greg D. Aunan, Chief Accounting Officer of NeoGenomics, received equity awards on March 1, 2026: 36,825 stock options and 22,889 restricted stock units (RSUs). Both awards were granted at $0 acquisition price (typical for compensation grants) and are recorded as derivative/award transactions rather than open-market purchases or sales.

Key Details

  • Transaction date: March 1, 2026; Form filed March 3, 2026 (timely filing).
  • Grants: 36,825 stock options; 22,889 RSUs. Reported acquisition price: $0.00 (award).
  • Vesting for the March 1, 2026 awards: vest ratably over the first three anniversaries of the grant date (footnotes F1–F2).
  • Additional prior awards to Mr. Aunan (listed in the filing):
    • 5/1/2023: 28,662 stock options (vest ratably over 4 years) (F4)
    • 5/2/2024: 26,978 stock options (vest ratably over 3 years) (F5)
    • 5/2/2024: 16,117 RSUs (vest ratably over 3 years) (F6)
    • 2/21/2025: 31,163 stock options (vest ratably over 3 years) (F7)
    • 2/21/2025: 18,971 RSUs (vest ratably over 3 years) (F8)
  • Once RSUs convert to shares upon vesting, the shares are not subject to expiration (F3).
  • Shares owned after the reported grants are not specified in the provided filing excerpt.

Context These entries are standard equity compensation grants to an executive (an "award" — filing code A). Grants do not involve an immediate cash outlay by the insider and are different from purchases (which can signal a personal investment). Vesting schedules mean the awards convert to actual shares over time; until vested, the options/RSUs are subject to the company’s award terms.

Insider Transaction Report

Form 4
Period: 2026-03-01
Aunan Greg D
Chief Accounting Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-03-01+36,82536,825 total
    Exercise: $9.83Exp: 2036-03-01Common Stock (36,825 underlying)
  • Award

    Restricted Stock Unit

    [F2][F3]
    2026-03-01+22,88922,889 total
    Exercise: $0.00Common Stock (22,889 underlying)
Holdings
  • Common Stock

    22,027
  • Stock Option (Right to Buy)

    [F4]
    Exercise: $14.62Exp: 2030-05-01Common Stock (28,662 underlying)
    28,662
  • Stock Option (Right to Buy)

    [F5]
    Exercise: $13.96Exp: 2034-05-02Common Stock (26,978 underlying)
    26,978
  • Restricted Stock Unit

    [F6][F3]
    Exercise: $0.00Common Stock (16,117 underlying)
    16,117
  • Stock Option (Right to Buy)

    [F7]
    Exercise: $11.86Exp: 2035-02-21Common Stock (31,163 underlying)
    31,163
  • Restricted Stock Unit

    [F8][F3]
    Exercise: $0.00Common Stock (12,648 underlying)
    12,648
Footnotes (8)
  • [F1]On March 1, 2026, Mr. Aunan was granted 36,825 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  • [F2]On March 1, 2026, Mr. Aunan was granted 22,889 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
  • [F3]Once vested, the shares of common stock are not subject to expiration.
  • [F4]On May 1, 2023, Mr. Aunan was granted 28,662 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  • [F5]On May 2, 2024, Mr. Aunan was granted 26,978 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  • [F6]On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
  • [F7]On February 21, 2025, Mr. Aunan was granted 31,163 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  • [F8]On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Signature
/s/ Ali Olivo, Attorney-in-Fact|2026-03-03

Documents

1 file
  • 4
    wk-form4_1772579799.xmlPrimary

    FORM 4