HARRIS CASSANDRA 4

What Happened

• Cassandra Harris, Chief Financial Officer of Establishment Labs Holdings, received two awards on March 9, 2026: 7,372 stock units and 12,877 derivative awards (total 20,249). Both were granted at a $0 per-share price (total reported value $0) and are reported as award/grant transactions (code A). These are compensation awards, not open-market purchases or sales.

Key Details

• Transaction date: March 9, 2026; Form 4 filed March 10, 2026 (filed the next business day).
• Grant details: 7,372 stock units (non-derivative) and 12,877 derivative awards (likely stock options or similar derivative equity), both reported at $0 per share.
• Total awarded shares: 20,249.
• Shares owned after transaction: Not specified in the filing.
• Vesting: Per filing footnotes — each award vests 25% on March 9, 2027 and then 25% on each one-year anniversary thereafter, contingent on continued service.
• No indication of immediate sale, cashless exercise, tax-withholding shares, 10b5-1 plan, or late filing penalty in the report.

Context

• The 12,877 derivative units are subject to a vesting schedule and represent future rights to equity rather than immediately tradable shares; awards granted at $0 are typical executive compensation, not purchases or sales. Such grants are routine for employee compensation and do not, by themselves, indicate insider buying or selling intent.