Mnookin Allison 4

What Happened

• Allison Mnookin, a director of LPL Financial Holdings, received an award of 3 stock units on 2026-03-24. The units were reported as acquired at $0.00 (total cash value $0).
• Each stock unit represents the right to receive one share of common stock and the units are fully vested. The units were credited to her account under the Non-Employee Director Deferred Compensation Plan (DDCP) in connection with a quarterly cash dividend.

Key Details

• Transaction date: 2026-03-24; Form 4 filed: 2026-03-26 (timely filing).
• Transaction type/code: A (award/grant or other acquisition); reported price: $0.00; quantity: 3 stock units (equivalent to 3 shares).
• Shares owned after transaction: not specified in the provided filing excerpt.
• Footnote: Units were granted under the Issuer's 2021 Omnibus Equity Incentive Plan and credited to the reporter's DDCP account as part of a dividend-crediting process; units are fully vested.
• Signature: filing signed on behalf of Allison Mnookin pursuant to a Power of Attorney dated November 19, 2024.

Context

• This is an award/crediting of stock units (not an open-market purchase or sale). Such dividend-related stock-unit credits are typically routine compensation/deferral mechanics and do not by themselves signal a buy or sell decision.
• Stock units convert into shares (or a cash/stock payout per the plan) per plan rules; no cash was paid for the award.