4Filed Apr 1, 8:00 PM ET

GCM Grosvenor (GCMG) Director David Helfand Receives RSU Award

$GCMG · GCM Grosvenor Inc.

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GCM Grosvenor (GCMG) Director David Helfand Receives RSU Award

What Happened
David Helfand, a director of GCM Grosvenor Inc. (GCMG), was granted 9,057 restricted stock units (RSUs) on March 31, 2026. The grant is reported at an implied value of $9.80 per share for a total of $88,759. This was an award (derivative grant), not a market purchase or sale.

Key Details

  • Transaction date and type: 2026-03-31 — Grant/Award of RSUs (transaction code A); reported on Form 4 filed 2026-04-02 (timely).
  • Price/value: 9,057 RSUs at $9.80 per share (total reported value $88,759).
  • Shares owned after transaction: Not disclosed in the filing.
  • Notable footnotes:
    • Each RSU represents the contingent right to receive one share of Class A common stock upon settlement.
    • The RSUs were granted under the 2020 Incentive Award Plan in lieu of quarterly cash compensation, are fully vested as of grant, but settlement (delivery of shares) will occur only upon the earliest of the director’s separation from service, a change-in-control event, or death/disability.
  • Nature of transaction: Derivative award (RSUs), not an open-market trade or option exercise.

Context
RSU grants to directors in lieu of cash are common and are typically used to align long-term interests; because settlement is deferred until certain events, these RSUs do not result in immediate share transfers or proceeds. This award is informational about compensation and alignment rather than a direct bullish or bearish trading signal.