Global Water Resources, Inc.·4

Apr 2, 7:12 PM ET

Alexander Richard M 4

4 · Global Water Resources, Inc. · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Global Water (GWRS) Director Alexander Richard M Receives 65 RSUs

What Happened

  • Alexander Richard M, a director of Global Water Resources, Inc. (GWRS), was granted 65 restricted stock units (RSUs) on 2026-03-31. The grant is reported as an award/acquisition (code A) at $0.00 per unit — no cash was paid. The RSUs are derivative awards that are the economic equivalent of common shares.

Key Details

  • Transaction date: 2026-03-31; Form 4 filed 2026-04-02 (accession 0001628280-26-023416).
  • Amount: 65 RSUs granted; price shown $0.00 (derivative award).
  • Shares owned after transaction: not specified in the Form 4 filing.
  • Footnotes: (1) Each RSU equals the economic value of one common share. (2) The RSUs are fully vested upon grant but may only be redeemed when the reporting person ceases to be a director; redemption terms are governed by the Company’s Omnibus plans (referenced in the company 10-K).
  • Filing timeliness: Form 4 was filed after the transaction date; the filing does not indicate a late-report flag.

Context

  • This was an award (not an open-market purchase or sale). Because the RSUs are fully vested but not redeemable until the director leaves the board, the grant increases his economic stake on paper but does not enable immediate sale or transfer.
  • For retail investors, awards to directors are common compensation actions and are not direct indicators of near-term insider buying or selling activity.

Insider Transaction Report

Form 4
Period: 2026-03-31
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-03-31+652,600 total
    Common Stock (65 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  • [F2]The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Signature
/s/ Suzette Prante, attorney-in-fact|2026-04-02

Documents

1 file
  • 4
    wk-form4_1775171576.xmlPrimary

    FORM 4