Rice Derica W 4
4 · Carlyle Group Inc. · Filed May 1, 2026
Research Summary
AI-generated summary of this filing
Carlyle (CG) Director Derica W. Rice Receives RSU Awards
What Happened Derica W. Rice, a director of Carlyle Group Inc. (CG), was granted a total of 7,383 restricted stock units (RSUs) on May 1, 2026. That includes 4,450 RSUs granted as unvested units (reported at $0.00) and 2,933 RSUs that vested upon grant at a per-share value of $49.44 (total value $145,008). All shares will be delivered at a future date pursuant to the reporting person’s prior deferral election.
Key Details
- Transaction date: 2026-05-01 (Form 4 filed the same day).
- Grants: 4,450 RSUs @ $0.00 (unvested; vest on May 1, 2027 subject to continued board service); 2,933 RSUs @ $49.44 (vested upon grant) — vested portion valued at $145,008.
- Shares owned after transaction: Not disclosed in this filing.
- Footnotes: F1 = unvested RSUs under the 2012 Equity Incentive Plan, vesting 5/1/2027 subject to continued service and deferred delivery; F2 = RSUs that vested on grant in lieu of cash retainer and are deferred for future delivery; F3 notes some common shares are held by the reporting person’s spouse.
- Filing timeliness: No late-filing indication in this report.
Context
- These are equity award grants (A) — not open-market purchases or sales — so they reflect compensation/retainer arrangements rather than direct buying or selling by the insider. The vested RSUs were elected in lieu of cash compensation and delivery is deferred, which is common for director compensation. The filing includes the standard disclaimer about beneficial ownership limited to pecuniary interest.
Insider Transaction Report
Form 4
Rice Derica W
Director
Transactions
- Award
Common Stock
[F1]2026-05-01+4,450→ 33,724 total - Award
Common Stock
[F2]2026-05-01$49.44/sh+2,933$145,008→ 36,657 total
Holdings
- 4,193(indirect: See Footnote)
Common Stock
[F3]
Footnotes (3)
- [F1]These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
- [F2]These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person.
- [F3]These shares of common stock are held by the reporting person's spouse.
Signature
/s/ Anne K. Frederick, by Power of Attorney for Derica W. Rice|2026-05-01