Carlyle Group Inc.·4

May 1, 6:27 PM ET

ORDAN MARK S 4

4 · Carlyle Group Inc. · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

Carlyle (CG) Director Mark Ordan Receives Stock Award

What Happened

  • Mark S. Ordan, a director of The Carlyle Group Inc. (CG), was granted awards on 2026-05-01 consisting of two parts: 4,450 shares of common stock vested immediately (awarded in lieu of cash retainer) and 4,450 restricted stock units (RSUs) that will vest on May 1, 2027, subject to continued board service.
  • The vested portion was reported at a price of $49.44 per share, equal to $220,008. The RSU portion is reported with $0 purchase price because RSUs are not taxed/paid until vesting.

Key Details

  • Transaction date: 2026-05-01 (both items); transaction code: A = Award/Grant.
  • Prices and values: 4,450 shares @ $49.44 = $220,008 (vested upon grant); 4,450 RSUs @ $0.00 (will vest 2027-05-01).
  • Shares owned after transaction: not specified in the provided filing details.
  • Footnotes: F1 = RSUs granted under the 2012 Equity Incentive Plan, vest 5/1/2027 subject to continued service. F2 = Shares granted under the same plan and vested upon grant because the director elected to receive shares instead of cash retainers.
  • Timeliness: Filing date and report date are both 2026-05-01, indicating a timely Form 4 filing.

Context

  • This was an award/compensation transaction, not an open-market buy or sale. The immediate receipt of vested shares reflects director compensation; the RSUs represent deferred compensation contingent on continued service through the vesting date.
  • For retail investors, awards are routine for board compensation and do not necessarily signal the director's personal buy/sell decision.

Insider Transaction Report

Form 4
Period: 2026-05-01
ORDAN MARK S
Director
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-01+4,45026,163 total
  • Award

    Common Stock

    [F2]
    2026-05-01$49.44/sh+4,450$220,00830,613 total
Footnotes (2)
  • [F1]These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date.
  • [F2]These securities are shares of the Issuer's common stock granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities are vested upon grant pursuant to an election made by the reporting person to receive shares of the Issuer's common stock in lieu of the reporting person's annual cash retainers for service on the Issuer's Board of Directors.
Signature
/s/ Anne K. Frederick, by Power of Attorney for Mark S. Ordan|2026-05-01

Documents

1 file
  • 4
    wk-form4_1777674462.xmlPrimary

    FORM 4