Triumph Financial, Inc.·4

May 5, 4:33 PM ET

Anderson Charles Albert 4

4 · Triumph Financial, Inc. · Filed May 5, 2026

Research Summary

AI-generated summary of this filing

Updated

Triumph Financial (TFIN) Director Charles Anderson Receives Award

What Happened Charles A. Anderson, a director of Triumph Financial, was granted 1,258 restricted stock units (RSUs) on May 1, 2026. The filing shows the award price as $0.00 (standard for RSU grants) and lists the grant value as $0 on the Form 4 because no cash was exchanged at grant. These RSUs are time‑vested and will vest one year from the award date.

Key Details

  • Transaction date: 2026-05-01; Grant type: Award/Acquisition (A); price per share listed: $0.00; reported value: $0.
  • Vesting: Footnote F1 states the RSUs are time‑vested and vest one year from the date of award (i.e., around 2027-05-01).
  • Shares/ownership reported (per filing footnotes): 115,229 shares beneficially owned by Anderson, plus the 1,258 RSUs subject to vesting; 12,741 shares owned jointly with spouse Kimberly Anderson; and 10,000 shares held by a trust for which he is trustee (F3), with a disclaimer of beneficial ownership except for pecuniary interest.
  • Filing: Form 4 was filed on 2026-05-05 reporting the May 1 grant (filing date appears timely).

Context This was an equity award (compensation/retention grant), not an open‑market purchase or sale. RSU grants are common for directors and typically vest over time; they do not indicate an immediate market buy or sell. No sale, tax‑withholding, or 10b5‑1 plan is reported in this filing.

Insider Transaction Report

Form 4
Period: 2026-05-01
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-05-01+1,258129,228 total
Holdings
  • Common Stock

    [F3]
    (indirect: By Trust)
    10,000
Footnotes (3)
  • [F1]Shares represented by time-vested restricted stock units that vest one year from date of award.
  • [F2]Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.
  • [F3]These 10,000 shares are beneficially owned by reporting person as trustee of the Charles A. Anderson Exempt Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
Signature
/s/ Adam D. Nelson, Attorney-in-fact|2026-05-05

Documents

1 file
  • 4
    wk-form4_1778013197.xmlPrimary

    FORM 4