HICKS KERRY R 4

4 · TriSalus Life Sciences, Inc. · Filed May 15, 2026

AI-generated summary of this filing

Updated May 15, 2026

TriSalus (TLSI) Director Kerry R. Hicks Receives RSU Award

What Happened

Kerry R. Hicks, a director of TriSalus Life Sciences, was granted a total of 84,604 shares on May 14, 2026. The filing shows 28,201 shares acquired outright at $0.00 and 56,403 shares reported as a derivative award (RSUs) at $0.00; total reported value at grant = $0. These are awards/compensation, not open‑market purchases or sales.

Key Details

Transaction date: 2026-05-14; Form 4 filed 2026-05-15 (timely reporting).
Prices: $0.00 per share; total reported consideration = $0.
Vesting: The RSU award vests in full on May 14, 2027, subject to Hicks’ continued service (per footnote).
Shares owned after transaction: not specified in the excerpt provided.
Relevant footnotes: F1 describes the RSU award payable in common stock and one‑year vesting; F2–F4 note Hicks’ relationships to entities/trusts (managing member/trustee/custodian) and disclaimers of beneficial ownership except for pecuniary interest.
Filing timeliness: Reported the next day; no late filing indicated.

Context

RSUs are a promise to deliver shares upon vesting; the 56,403 derivative units here are not immediately tradable stock but will convert to common shares if/when they vest. The 28,201 shares reported as acquired appear to be granted rather than purchased.
Awards are compensation and should be viewed differently than purchases or sales; they do not by themselves indicate the insider’s current market view.
Footnotes indicate some of Hicks’ other holdings are held through trusts or entities and that he disclaims beneficial ownership of certain securities except for his pecuniary interest.

Form 4

Period: 2026-05-14

Director

Transactions

Award
Common Stock
[F1]
2026-05-14+28,201→ 542,790 total
Award
Director Stock Option (right to buy)
[F5]
2026-05-14+56,403→ 145,625 total
Exercise: $2.52Exp: 2036-05-13→ Common Stock (56,403 underlying)

Holdings

Footnotes (5)

[F1]Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU award shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.
[F2]The Reporting Person is a managing member of HW Investment Partners, LLC ("HW Investment") and shares voting and investment discretion with respect to the shares held directly by HW Investment. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F3]The shares are held directly by The Kerry Raymond Hicks Dynasty Trust, for which the Reporting Person serves as trustee.
[F4]The shares are held directly by Millennium Trust Company, LLC for which the Reporting Person acts as custodian. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F5]The shares subject to the option shall fully vest on the one-year anniversary of the grant date of May 14, 2026, subject to the Reporting Person's continued service with the Issuer.

Signature

/s/ Mary Szela, Attorney-in-Fact|2026-05-15

1 file