ALPHA & OMEGA SEMICONDUCTOR Ltd·4

May 26, 4:02 PM ET

Chen Claudia 4

4 · ALPHA & OMEGA SEMICONDUCTOR Ltd · Filed May 26, 2026

Research Summary

AI-generated summary of this filing

Updated

AOSL Director Claudia Chen Sells Shares

What Happened

  • Claudia Chen, a director of Alpha & Omega Semiconductor Ltd (AOSL), sold a total of 4,061 shares on May 22, 2026 in open-market transactions (transaction code S). The sales consisted of 3,844 shares at a weighted-average price of $39.47 ($151,739) and 217 shares at a weighted-average price of $40.54 ($8,797), for combined proceeds of about $160,536. These were sales (not purchases), which are commonly routine dispositions rather than a bullish signal.

Key Details

  • Transaction date: May 22, 2026
  • Share breakdown:
    • 3,844 shares sold at weighted avg $39.47 (range $39.14–$40.05) — $151,739
    • 217 shares sold at weighted avg $40.54 (range $40.225–$40.83) — $8,797
  • Total shares sold: 4,061; total proceeds ≈ $160,536
  • Footnotes:
    • F1: Sales were made pursuant to a Rule 10b5-1 trading plan adopted Feb 20, 2026.
    • F2/F3: Reported prices are weighted averages; the filing discloses price ranges and offers to provide per-trade price details on request.
  • Filing date: May 26, 2026 — filed within the normal 2-business-day SEC window for Form 4s (no late filing indicated in the provided filing).
  • Shares owned after the transaction: not specified in the provided excerpt of the Form 4.

Context

  • A 10b5-1 plan indicates these sales were made under a prearranged trading program, which is intended to allow insiders to sell shares without regard to subsequent nonpublic information and is commonly used to avoid timing concerns. This is a straightforward sale (S code) — not an option exercise, award, or gift — and should be viewed as a routine insider disposition unless additional context (e.g., large ownership change) is reported.

Insider Transaction Report

Form 4
Period: 2026-05-22
Chen Claudia
Director
Transactions
  • Sale

    Common Share

    [F1][F2]
    2026-05-22$39.47/sh3,844$151,73928,409 total
  • Sale

    Common Share

    [F1][F3]
    2026-05-22$40.54/sh217$8,79728,192 total
Footnotes (3)
  • [F1]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2026.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.1400 to $40.0500, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.2250 to $40.8300, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Signature
/s/ Yanbing Hong, attorney-in-fact for Claudia Chen|2026-05-26

Documents

1 file
  • 4
    wk-form4_1779825770.xmlPrimary

    FORM 4