NEOGENOMICS INC·4

Jun 3, 7:46 PM ET

Perez David Brian 4

4 · NEOGENOMICS INC · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Neogenomics (NEO) Director David Brian Perez Exercises Options and Receives RSUs

What Happened

  • David Brian Perez, a director of Neogenomics, reported transactions on 2026-06-01 showing: exercise/conversion of 23,077 derivative shares (code M) and the release/grant of 11,069 and 15,970 shares (codes A) from previously awarded restricted stock units (RSUs). The filing shows a $0.00 per-share price for these entries, indicating conversion/award treatment rather than an open-market cash purchase or sale.
  • Totals: 50,116 shares were listed as acquired in the filing (23,077 + 11,069 + 15,970). Because the 23,077 derivative shares are also listed as disposed, the net increase to Perez’s holdings from these transactions is 27,039 shares (the RSU releases).

Key Details

  • Transaction date(s): 2026-06-01; SEC Form 4 filed: 2026-06-03 (appears timely for a 2-business-day filing window).
  • Reported prices: $0.00 per share for all reported entries (reflects conversion/award, not a cash purchase or sale).
  • Specifics: 23,077 shares — exercise/conversion of a derivative (M) acquired and simultaneously disposed (M); 11,069 and 15,970 shares — grants/release of RSUs (A) acquired.
  • Shares owned after transaction: Not specified in the provided excerpt of the filing.
  • Footnotes: F1 — the RSU releases reflect restricted stock units previously reported on a Form 4; F2 — once vested, these common shares are not subject to expiration.

Context

  • The M code denotes exercise or conversion of a derivative; the filing shows equal amounts acquired and disposed for the 23,077-share entry, which typically indicates immediate settlement or netting at exercise rather than a long-term hold. The A-code entries are RSU releases (awards) that increase holdings without an open-market purchase.
  • These are awards/conversions, not open-market buys or gifts; factual reporting of such awards does not by itself indicate an intent to buy or sell stock on the open market.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-01+23,07756,967 total
  • Exercise/Conversion

    Restricted Stock Unit

    [F2]
    2026-06-0123,0770 total
    Exercise: $0.00From: 2026-06-01Common Stock (23,077 underlying)
  • Award

    Stock Option (Right to Buy)

    2026-06-01+11,06911,069 total
    Exercise: $10.52From: 2027-06-01Exp: 2036-06-01Common Stock (11,069 underlying)
  • Award

    Restricted Stock Unit

    [F2]
    2026-06-01+15,97015,970 total
    Exercise: $0.00From: 2027-06-01Common Stock (15,970 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    10,000
  • Stock Option (Right to Buy)

    Exercise: $7.34From: 2023-06-10Exp: 2029-06-10Common Stock (9,730 underlying)
    9,730
  • Stock Option (Right to Buy)

    Exercise: $14.82From: 2024-08-10Exp: 2033-08-10Common Stock (8,353 underlying)
    8,353
  • Stock Option (Right to Buy)

    Exercise: $13.71From: 2025-06-01Exp: 2034-06-01Common Stock (8,672 underlying)
    8,672
  • Stock Option (Right to Buy)

    Exercise: $7.28From: 2026-06-01Exp: 2035-06-01Common Stock (16,107 underlying)
    16,107
Footnotes (2)
  • [F1]Reflects release of restricted stock units that were previously reported on a Form 4.
  • [F2]Once vested, the shares of common stock are not subject to expiration.
Signature
/s/ Ali Olivo, Attorney-in-Fact|2026-06-03

Documents

1 file
  • 4
    wk-form4_1780530412.xmlPrimary

    FORM 4