Perez David Brian 4
4 · NEOGENOMICS INC · Filed Jun 3, 2026
Research Summary
AI-generated summary of this filing
Neogenomics (NEO) Director David Brian Perez Exercises Options and Receives RSUs
What Happened
- David Brian Perez, a director of Neogenomics, reported transactions on 2026-06-01 showing: exercise/conversion of 23,077 derivative shares (code M) and the release/grant of 11,069 and 15,970 shares (codes A) from previously awarded restricted stock units (RSUs). The filing shows a $0.00 per-share price for these entries, indicating conversion/award treatment rather than an open-market cash purchase or sale.
- Totals: 50,116 shares were listed as acquired in the filing (23,077 + 11,069 + 15,970). Because the 23,077 derivative shares are also listed as disposed, the net increase to Perez’s holdings from these transactions is 27,039 shares (the RSU releases).
Key Details
- Transaction date(s): 2026-06-01; SEC Form 4 filed: 2026-06-03 (appears timely for a 2-business-day filing window).
- Reported prices: $0.00 per share for all reported entries (reflects conversion/award, not a cash purchase or sale).
- Specifics: 23,077 shares — exercise/conversion of a derivative (M) acquired and simultaneously disposed (M); 11,069 and 15,970 shares — grants/release of RSUs (A) acquired.
- Shares owned after transaction: Not specified in the provided excerpt of the filing.
- Footnotes: F1 — the RSU releases reflect restricted stock units previously reported on a Form 4; F2 — once vested, these common shares are not subject to expiration.
Context
- The M code denotes exercise or conversion of a derivative; the filing shows equal amounts acquired and disposed for the 23,077-share entry, which typically indicates immediate settlement or netting at exercise rather than a long-term hold. The A-code entries are RSU releases (awards) that increase holdings without an open-market purchase.
- These are awards/conversions, not open-market buys or gifts; factual reporting of such awards does not by itself indicate an intent to buy or sell stock on the open market.
Insider Transaction Report
Form 4
Perez David Brian
Director
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-06-01+23,077→ 56,967 total - Exercise/Conversion
Restricted Stock Unit
[F2]2026-06-01−23,077→ 0 totalExercise: $0.00From: 2026-06-01→ Common Stock (23,077 underlying) - Award
Stock Option (Right to Buy)
2026-06-01+11,069→ 11,069 totalExercise: $10.52From: 2027-06-01Exp: 2036-06-01→ Common Stock (11,069 underlying) - Award
Restricted Stock Unit
[F2]2026-06-01+15,970→ 15,970 totalExercise: $0.00From: 2027-06-01→ Common Stock (15,970 underlying)
Holdings
- 10,000(indirect: By Trust)
Common Stock
- 9,730
Stock Option (Right to Buy)
Exercise: $7.34From: 2023-06-10Exp: 2029-06-10→ Common Stock (9,730 underlying) - 8,353
Stock Option (Right to Buy)
Exercise: $14.82From: 2024-08-10Exp: 2033-08-10→ Common Stock (8,353 underlying) - 8,672
Stock Option (Right to Buy)
Exercise: $13.71From: 2025-06-01Exp: 2034-06-01→ Common Stock (8,672 underlying) - 16,107
Stock Option (Right to Buy)
Exercise: $7.28From: 2026-06-01Exp: 2035-06-01→ Common Stock (16,107 underlying)
Footnotes (2)
- [F1]Reflects release of restricted stock units that were previously reported on a Form 4.
- [F2]Once vested, the shares of common stock are not subject to expiration.
Signature
/s/ Ali Olivo, Attorney-in-Fact|2026-06-03