EBERHART PAULETT 4

What Happened

• Paulett Eberhart, a director of LPL Financial Holdings, was credited with 5 stock units on June 4, 2026. The units were reported as an award/acquisition at $0.00 per unit (total reported acquisition value $0).
• These are stock units (each representing the right to one share) that are fully vested and were credited to the reporting person's account under the Issuer's Non-Employee Director Deferred Compensation Plan (DDCP).

Key Details

• Transaction date: 2026-06-04; Form 4 filed: 2026-06-08.
• Transaction type/code: A (award/acquisition); shares/units: 5; reported price: $0.00.
• Shares/units owned after transaction: not specified in the filing.
• Notable footnote: The 5 units were credited in connection with a quarterly cash dividend and represent fully vested stock units granted under the 2021 Omnibus Equity Incentive Plan (see F1). Filing signed on behalf of the reporting person under a Power of Attorney dated Nov 25, 2024.
• Filing timeliness: Form 4 was filed four days after the reported transaction date. Form 4s are generally due within two business days of the transaction; investors may note the later filing date.

Context

• These were stock units credited to a deferred compensation account due to a dividend-crediting event, not an open-market purchase or sale. Such dividend-based credits and deferred-compensation credits are typically routine and do not by themselves indicate a change in insider sentiment.