Mnookin Allison 4

What Happened

• Allison Mnookin, a director of LPL Financial Holdings, reported receiving 3 stock units on 2026-06-04. The Form 4 lists the acquisition price as $0; each stock unit represents the right to one share of common stock and is fully vested. The units were credited to her account under the Issuer's Non-Employee Director Deferred Compensation Plan (DDCP) in connection with a quarterly cash dividend.

Key Details

• Transaction date: 2026-06-04; Filing date: 2026-06-08 (timely filing).
• Transaction type/code: Award/Grant (A).
• Shares/units acquired: 3 stock units; acquisition price reported as $0.
• Shares owned after transaction: not specified in the filing.
• Footnote: Units were granted under the 2021 Omnibus Equity Incentive Plan and credited to the reporting person's DDCP account due to a cash dividend; units are fully vested.
• Signature: Form signed on behalf of Allison Mnookin via Power of Attorney dated Nov 19, 2024.

Context

• These stock units are a non-cash award/credit from a dividend deferral and are administrative/compensation-related rather than an open-market purchase or sale. Such awards generally do not by themselves indicate a change in the insider’s market view.