Thomas Corey E. 4
4 · LPL Financial Holdings Inc. · Filed Jun 8, 2026
Research Summary
AI-generated summary of this filing
LPL Financial (LPLA) Director Corey E. Thomas Receives 7-Share Award
What Happened
Corey E. Thomas, a director of LPL Financial Holdings Inc. (LPLA), was granted/credited 7 stock units on 2026-06-04. The units were recorded as an acquisition (code A) at $0.00 per unit (total reported value $0). Each stock unit represents the right to receive one share of common stock and these units are fully vested.
Key Details
- Transaction date: 2026-06-04; Form 4 filed 2026-06-08 (timely filing).
- Transaction type/code: Award/Grant (A).
- Quantity: 7 stock units; reported acquisition price: $0.00; reported total value: $0.
- Shares owned after transaction: not disclosed in the filing.
- Footnote: Units were granted under the Issuer’s 2021 Omnibus Equity Incentive Plan and were credited to the reporting person's account under the Non-Employee Director Deferred Compensation Plan (DDCP) in connection with a quarterly cash dividend; units are fully vested.
- Filing signer: submitted on behalf of Corey E. Thomas under a Power of Attorney dated Nov 25, 2024.
Context
This was a small, non-market award (stock units credited as dividend equivalents to a deferred compensation account), not an open-market purchase or sale. Such dividend-related awards are routine for non-employee directors and do not, by themselves, indicate a trading signal.
Insider Transaction Report
Form 4
Thomas Corey E.
Director
Transactions
- Award
Common Stock
[F1]2026-06-04+7→ 14,908 total
Footnotes (1)
- [F1]Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Signature
/s/ Robert S. Hatfield III, attorney-in-fact|2026-06-08