SLOANE BARRY 4

What Happened
Sloane Barry, President, Chairman & CEO of NewtekOne, purchased a total of 11,000 shares of NEWT in open‑market transactions on June 15, 2026. The purchases were: 5,000 shares at $14.20 (reported value $70,995), another 5,000 shares at $14.20 (reported value $71,000), and 1,000 shares at $14.27 (reported value $14,265), for a combined reported cost of $156,260. These were outright purchases (transaction code P), which are generally interpreted as a direct buy rather than a sale or derivative exercise.

Key Details

• Transaction date: 2026-06-15 (all three trades)
• Prices and reported values:
  • 5,000 shares @ $14.20 — $70,995 (reported)
  • 5,000 shares @ $14.20 — $71,000 (reported)
  • 1,000 shares @ $14.27 — $14,265 (reported)
• Total purchased: 11,000 shares for $156,260 (reported aggregate)
• Shares owned after transaction: Not specified in the provided excerpt of the Form 4; see the full filing for post‑transaction holdings
• Filing timeliness: Form 4 was filed on 2026-06-15 (same day as the transactions), indicating a timely report
• Notes: Transactions were reported as open‑market purchases (no option exercise, grant, or gift codes). Slight discrepancies between per‑share math and reported totals are common (commissions/rounding).

Context
These were direct open‑market purchases by the company’s CEO and chairman. Purchases by senior executives can be viewed as an affirmative acquisition of shares, but investors should consider trade size relative to company float, recent insider activity, and other fundamentals before drawing conclusions. No derivative activity or 10b5‑1 plan was indicated in the provided details. For full disclosure (exact post‑trade holdings and any footnotes), review the complete Form 4 (Accession: 0001628280-26-043047).