Harris Taylor C. 4

4 · ESTABLISHMENT LABS HOLDINGS INC. · Filed Jun 29, 2026

AI-generated summary of this filing

Updated Jun 29, 2026

Establishment Labs (ESTA) Director Harris Taylor C. Receives Award

What Happened

Harris Taylor C., a director of Establishment Labs Holdings, received two grants of stock units on 2026-06-24 totaling 3,230 shares (1,949 and 1,281). Each grant shows an acquisition price of $0.00 (no cash paid), so reported value at grant is $0. These are awards (code A), not open-market purchases or sales.

Key Details

Transaction date: 2026-06-24; Form 4 filed: 2026-06-29 (filed after the typical two-business-day window for Form 4 filings).
Grants: 1,949 shares (Footnote F1) and 1,281 shares (Footnote F2); total = 3,230 stock units; acquisition price $0.00.
Shares owned after transaction: not specified in the filing.
Footnotes:
- F1: Award vests 1/3 of the initial award on each yearly anniversary of the grant date, contingent on continued service.
- F2: Award vests in full on the earlier of June 24, 2027 or the day prior to the issuer's next annual meeting, contingent on continued service.
Filing timeliness: The Form 4 was submitted five days after the report date (filed 6/29 for a 6/24 transaction), which is later than the usual two-business-day reporting requirement.

Context

These were equity awards (stock units/RSUs) issued as compensation to a director and do not represent a market purchase or sale. Vesting conditions mean the shares are not immediately transferable; such grants are common for board compensation and do not alone signal insider buying or selling intent.

Form 4

Period: 2026-06-24

Director

Transactions

Footnotes (2)

[F1]Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest as to 1/3 of the shares subject to the initial award on the yearly anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.
[F2]Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 24, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Signature

/s/ Cassandra "Sandra" Harris, Chief Financial Officer, by power of attorney|2026-06-29

1 file