Alexander Richard M 4

What Happened

• Alexander Richard M, a director of Global Water Resources, Inc. (GWRS), was granted 68 restricted stock units (RSUs) on June 30, 2026. The award is reported as a derivative grant at $0.00 per unit (no cash exchanged). The RSUs are fully vested upon grant but are subject to redemption restrictions tied to his continued service as a director.

Key Details

• Transaction date: 2026-06-30; Form 4 filed: 2026-07-02 (appears to be timely).
• Grant: 68 RSUs; price reported: $0.00 per unit; total reported cash value at grant: $0 (derivative award).
• Shares owned after transaction: not specified in the provided summary (not listed in this excerpt of the filing).
• Footnotes: F1 — each RSU equals the economic equivalent of one common share. F2 — RSUs are fully vested on grant but may only be redeemed when the reporting person ceases to be a director (redemption rules in the company Omnibus plans per the 10-K).
• Transaction code: A (award/grant); derivative instrument (RSUs), not an open-market purchase or sale.

Context

• RSUs are a common form of director compensation and represent a future right to receive shares (or their cash value). Although these RSUs are vested, the redemption restriction means the director likely cannot convert them into tradable shares until he leaves the board, so this award does not represent an immediate market purchase or sale. This filing is informational and does not by itself indicate the director’s market sentiment.