MIAMI INTERNATIONAL HOLDINGS, INC.·4

Jul 7, 4:14 PM ET

Jayabalan Harish 4

4 · MIAMI INTERNATIONAL HOLDINGS, INC. · Filed Jul 7, 2026

Research Summary

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MIAX EVP Jayabalan Harish Exercises Options, Sells 20,000 Shares

What Happened
Jayabalan Harish, EVP, CISO and CRO of Miami International Holdings, Inc. (MIAX), exercised 20,000 stock options (reported as three M transactions) at an exercise price of $12.00 per share (total cost $240,000) and sold 20,000 common shares in the open market on July 6, 2026 for aggregate proceeds of $842,400. The sale was executed under a pre-established Rule 10b5-1 trading plan.

Key Details

  • Transaction date: 2026-07-06; Form 4 filed 2026-07-07 (appears timely).
  • Options exercised: 834 shares ($10,008), 16,667 shares ($200,004), 2,499 shares ($29,988) — total 20,000 shares acquired at $12.00 each (code M).
  • Sale: 20,000 shares sold (open market) at a weighted average price of $42.12 for $842,400 (code S). Prices ranged $42.00–$42.32; multiple trades (footnote F2).
  • Footnotes: transaction executed pursuant to a Rule 10b5-1 plan adopted March 9, 2026 (F1); options are fully vested (F3).
  • The $0.00 “Disposed” entries reflect conversion of the derivative into shares on exercise (accounting reporting), not an additional cash sale.
  • Shares owned after the transaction are not specified in the excerpt of the filing — check the full Form 4 for post-transaction holdings.

Context
This is an exercise-and-sell (same-day) transaction: Harish exercised vested options and sold the resulting shares the same day under a 10b5-1 plan, a common approach for liquidity or tax management. The filing is factual and pre-planned under an established trading plan; it should not be read as a statement of his view on the company’s prospects.

Insider Transaction Report

Form 4
Period: 2026-07-06
Jayabalan Harish
EVP, CISO and CRO
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-07-06$12.00/sh+834$10,00878,899 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-07-06$12.00/sh+16,667$200,00495,566 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-07-06$12.00/sh+2,499$29,98898,065 total
  • Sale

    Common Stock

    [F1][F2]
    2026-07-06$42.12/sh20,000$842,40078,065 total
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    [F1][F3]
    2026-07-068340 total
    Exercise: $12.00Exp: 2027-10-12Common Stock (834 underlying)
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    [F1][F3]
    2026-07-0616,6670 total
    Exercise: $12.00Exp: 2028-05-17Common Stock (16,667 underlying)
  • Exercise/Conversion

    Nonqualified Stock Option (Right to Buy)

    [F1][F3]
    2026-07-062,49914,168 total
    Exercise: $12.00Exp: 2029-07-31Common Stock (2,499 underlying)
Footnotes (3)
  • [F1]This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on March 9, 2026.
  • [F2]This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]The options are fully vested.
Signature
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact|2026-07-07

Documents

1 file
  • 4
    wk-form4_1783455290.xmlPrimary

    FORM 4