8-KFiled Jul 19, 8:00 PM ET

Fathom Holdings Inc. Restores Nasdaq Compliance After 10-Q Filing

$FTHM · Fathom Holdings Inc.

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Fathom Holdings Inc. Restores Nasdaq Compliance After 10-Q Filing

What Happened
Fathom Holdings Inc. announced that Nasdaq has notified the company it is back in compliance with Nasdaq Listing Rule 5250(c)(1) after the company filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026. Nasdaq initially informed Fathom on May 22, 2026 that the company was not in compliance for failing to timely file periodic reports. Fathom filed the Form 10-Q on July 16, 2026 and received written notice from Nasdaq on July 17, 2026 confirming compliance. The 8-K was signed by Interim CEO Adam Rothstein on July 20, 2026.

Key Details

  • Nasdaq notified Fathom of non-compliance under Listing Rule 5250(c)(1) on May 22, 2026.
  • Fathom filed its Form 10-Q for the quarter ended March 31, 2026 on July 16, 2026.
  • Nasdaq confirmed in writing on July 17, 2026 that the company is now in compliance.
  • The 8-K reporting these events was signed by Interim CEO Adam Rothstein on July 20, 2026.

Why It Matters
Restoring compliance with Nasdaq’s filing rule means the company has met the immediate regulatory requirement to make its quarterly financial report available to investors and regulators. That reduces the near-term risk of further Nasdaq disciplinary action related to late filings. The filing itself contains the company’s quarterly financial disclosures; this 8-K does not provide financial results or other operational details.