Mink Brook Asset Management LLC 4/A

4/A · DLH Holdings Corp. · Filed Jul 31, 2026

AI-generated summary of this filing

Updated Jul 31, 2026

DLH Holdings (DLHC) 10% Owner Mink Brook Buys 4,407 Shares

What Happened

Mink Brook Asset Management LLC (identified as a 10% owner) reported an open-market purchase of 4,407 shares of DLH Holdings Corp. (DLHC) on July 13, 2026. The weighted-average price reported was $5.09 per share, for a total transaction value of approximately $22,443. This was a purchase (buy), which is generally viewed as a more informative signal than routine sales.

Key Details

Transaction date: July 13, 2026 (reported on an amended Form 4 filed July 31, 2026).
Transaction type/code: Open market purchase (P).
Price: Weighted average $5.09; actual purchase prices ranged from $5.0675 to $5.10 (multiple trades) (Footnote F1).
Shares acquired: 4,407 shares; total value ≈ $22,443.
Post-transaction holdings: The filing was amended to correct the total shares owned after the transaction (Footnote F2). See the amended Form 4 for the corrected total.
Beneficial ownership notes: The securities are owned directly by Mink Brook Partners LP (the Fund). Mink Brook Asset Management LLC is the Fund’s investment manager and may be deemed to beneficially own the Fund’s holdings. Mink Brook Asset Management, its GP (Mink Brook Capital GP LLC), and William Mueller (managing member) disclaim beneficial ownership except to the extent of any pecuniary interest (Footnotes F3, F4).
Filing status: This is an amended Form 4 filed July 31 for a July 13 trade — the filing is outside the typical 2-business-day Form 4 reporting window; review the amended filing for details.

Context

This trade was made by an institutional investment manager (a reported 10% owner) on behalf of a fund, not reported as an individual officer/director sale. Institutional purchases can reflect portfolio decisions rather than insider sentiment. The filing’s disclaimers and the fund structure mean the manager disclaims direct beneficial ownership except to the extent of economic interest.

Form 4/AAmended

Period: 2026-07-13

10% Owner

Transactions

Purchase
Common Stock, par value $0.001 per share ("Common Stock")
[F1][F2][F3][F4]
2026-07-13$5.09/sh+4,407$22,443→ 2,158,300 total(indirect: By Mink Brook Partners LP)

Footnotes (4)

[F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0675 to $5.10 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
[F2]Total number of shares owned following this transaction was amended to correct a mathematical error.
[F3]Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
[F4]Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.

Signature

/s/ William Mueller|2026-07-31

1 file