Bakkt, Inc.: general counsel & secretary D'Annunzio Marc received 45,000 shares

What happened D'Annunzio Marc, general counsel & secretary, received 45,000 restricted stock units (RSUs) on Sep 30, 2026. The Form 4 reports the grant/acquisition (code A) at $0.00 per share, total $0.00. Footnote F1 states the RSUs were granted under the 2021 Omnibus Employee Incentive Plan and will fully vest on the 1-year anniversary of the Grant Date, subject to continued employment; each RSU represents a contingent right to receive one share of the company's Class A common stock.

Key details

• Transaction date and price: Sep 30, 2026 at $0.00 (grant/acquisition, code A).
• Shares acquired: 45,000 RSUs.
• Vesting: RSUs vest in full on the 1-year anniversary of the Grant Date, subject to continued employment (footnote F1).
• Shares owned or referenced: filing notes "Includes 53,553 Restricted Stock Units that remain subject to certain vesting conditions" (footnote F2).
• Filing date: Form 4 filed Oct 2, 2026 (accession 0001628280-26-064672).

Why it may matter

• This was a grant/award of RSUs, not a market purchase or sale.
• The RSUs are contingent and subject to vesting and employment conditions per footnote F1.
• This filing does not show why the insider traded or why the company acted.