Bakkt, Inc.: CEO Naheta Akshay Sudhir received 243,454 shares

What happened

• Naheta Akshay Sudhir, CEO, was granted 243,454 restricted stock units (RSUs) on Sep 30, 2026. The transaction is reported as an award (code A) at $0 per share, total $0.

Key details

• Transaction date: Sep 30, 2026; transaction type: award (A); price: $0; total value: $0.
• Filing date: Oct 2, 2026.
• Shares owned after the transaction: not reported in the filing.
• Footnotes from the filing:
  • F1: The 243,454 RSUs were granted under the company's 2021 Omnibus Employee Incentive Plan and vest in equal annual installments through 2028, subject to continued employment; each RSU represents a contingent right to one share.
  • F2: The filing also includes 803,856 performance stock units that remain subject to certain vesting conditions.
  • F3: The filing includes 243,454 restricted stock units that remain subject to certain vesting conditions.

Why it may matter

• This was an award of restricted stock units, not a public market purchase or sale.
• The RSUs are subject to a multi-year vesting schedule through 2028 per the footnote.
• A filing does not show why the insider traded or why the company acted.