Global Water Resources, Inc.: ceo Ronnie L Fleming sold 4,501 shares

What happened Ronnie L Fleming, president and CEO and a director, exercised or converted derivatives and sold 4,501 shares to the issuer on Sep 30, 2026, at $7.95 for $35,783. The filing also reports an acquisition of 4,501 shares from exercise/conversion of a derivative at $0.00 and a grant of 89 restricted stock units (RSUs) recorded as acquired at $0.00; a separate derivative exercise/conversion of 4,501 shares at $0.00 is also reported.

Key details

• Transaction date: Sep 30, 2026.
• Transactions reported in the filing:
  • Exercise/conversion of derivative (code M): 4,501 shares acquired at $0.00.
  • Disposition to the issuer (code D): 4,501 shares sold at $7.95 for $35,783.
  • Grant/award (code A): 89 RSUs acquired at $0.00 (derivative).
  • Exercise/conversion of derivative (code M): 4,501 shares disposed at $0.00 (derivative).
• Shares owned after the transactions: not stated in the filing.
• Relevant footnotes from the filing:
  • F1: Each RSU is the economic equivalent of one share of common stock.
  • F2: The RSUs are exercisable at vesting and do not have a set expiration date.
  • F3: The total includes prior grants with different vesting and expiration dates, as previously reported.
• Filing date: Oct 2, 2026; the filing does not indicate whether it was filed late.

Why it may matter The filing shows exercise/conversion of derivatives and a same-day sale to the issuer, which indicates the shares obtained on exercise were sold the same day. The grant reported is in the form of RSUs subject to vesting and no set expiration. The filing does not show why the insider traded or why the company acted.