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4Accepted Oct 2, 8:09 PM ET

Strive, Inc: director Jonathan R. Macey exercised 14,815 and received 9,878 shares

ASSTStrive, Inc.

Accepted (ET)

8:09 PM

Oct 2, 2026

Filed

Oct 2, 2026

Documents

1

Size

9.8 KB

Summary

Strive, Inc: director Jonathan R. Macey exercised 14,815 and received 9,878 shares

Updated

What happened

  • Jonathan R. Macey, director, exercised or converted derivative securities into 14,815 shares on Sep 30, 2026 (price N/A) and the filing shows a corresponding disposal of 14,815 derivative shares on Sep 30, 2026. The filing also reports a grant/award of 9,878 restricted stock units on Oct 1, 2026 (price N/A).

Key details

  • Transaction dates and prices:
    • Sep 30, 2026: exercise/conversion (code M) — 14,815 shares acquired, price N/A.
    • Sep 30, 2026: exercise/conversion (code M) — 14,815 shares disposed, price N/A (derivative).
    • Oct 1, 2026: grant/award (code A) — 9,878 restricted stock units acquired, price N/A (derivative).
  • Shares owned after the transaction: not reported in the filing provided.
  • Footnotes from the filing:
    • F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. The restricted stock units vested on the first anniversary of Sep 30, 2025. Vesting of restricted stock units does not constitute a sale of securities, but rather a conversion to shares of Issuer's Class A Common Stock by default.
    • F2: Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the restricted stock units.
    • F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The restricted stock units will fully vest on the first anniversary of Sep 30, 2026, subject to the reporting person's continuous service through such vesting date.
  • Filing date: Oct 2, 2026; timeliness (whether late) is not indicated in the reported data.

Why it may matter

  • The filing shows derivative securities were converted into 14,815 shares and an equal number of derivative shares were disposed on the same date (Sep 30, 2026); the filing also anticipates a subsequent Form 4 to disclose a sale to pay taxes related to RSU vesting (F2).
  • The Oct 1, 2026 award of 9,878 RSUs is subject to vesting per footnote F3.
  • A Form 4 filing does not show why the insider traded or why the company acted.

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