Home/Filings/4/0001628908-23-000053
4//SEC Filing

WILLIAMS FRANK J 4

Accession 0001628908-23-000053

CIK 0001628908other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 4:43 PM ET

Size

12.0 KB

Accession

0001628908-23-000053

Insider Transaction Report

Form 4
Period: 2023-04-03
WILLIAMS FRANK J
DirectorChief Executive Officer
Transactions
  • Sale

    Class A Common Stock

    2023-04-03$31.80/sh104,126$3,311,207825,686 total
  • Exercise/Conversion

    Class A Common Option (right to buy)

    2023-04-03110,000129,060 total
    Exercise: $6.87Exp: 2025-02-01Class A Common Stock (110,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2023-04-03$6.87/sh+110,000$755,700929,812 total
  • Sale

    Class A Common Stock

    2023-04-03$32.37/sh5,874$190,141819,812 total
Holdings
  • Class A Common Stock

    (indirect: See footnote)
    66,064
Footnotes (6)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
  • [F2]Includes restricted stock units granted under awards reported on Table 1 of Form 4s previously filed with the Securities and Exchange Commission.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.138 to $32.135, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $32.57, inclusive. The reporting person undertakes to provide to Evolent Health, Inc., any security holder of Evolent Health, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]Shares held of record by the Frank Williams Irrevocable Trust. Mr. Williams serves as the Trustee of the Frank Williams Irrevocable Trust.
  • [F6]The Class A Common Stock Options exercised vested on February 1, 2018 and February 1, 2019.

Issuer

Evolent Health, Inc.

CIK 0001628908

Entity typeother

Related Parties

1
  • filerCIK 0001204938

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:43 PM ET
Size
12.0 KB