Arnold Timothy Gerald 4

4 · Unum Group · Filed Mar 3, 2026

AI-generated summary of this filing

Updated Mar 3, 2026

Unum (UNM) EVP Arnold Timothy Gerald Receives 6,695 RSUs

What Happened

Arnold Timothy Gerald, EVP, VB & President, Colonial at Unum Group (UNM), was granted 6,695 stock-settled restricted stock units (RSUs) on 2026-03-01 (recorded as an acquisition at $0). On the same date, a total of 2,819 shares were withheld to satisfy tax withholding obligations related to RSU vesting. The withheld shares were recorded at $71.73 each, generating proceeds of $64,987, $86,650 and $50,570 (total ≈ $202,207). These withholding transactions are tax-related dispositions, not open-market sales.

Key Details

Transaction date: 2026-03-01 (Form 4 filed 2026-03-03; appears timely).
Withheld shares: 906 @ $71.73 = $64,987; 1,208 @ $71.73 = $86,650; 705 @ $71.73 = $50,570. Total withheld = 2,819 shares, proceeds ≈ $202,207.
Grant: 6,695 stock-settled RSUs granted at $0 (award entry).
Shares owned after transactions: 44,586 shares of common stock and 13,922 stock-settled RSUs (per filing footnote; fractional amounts rounded).
Notable footnotes: withheld shares were used to satisfy tax withholding on RSU vesting; the awarded RSUs are stock-settled and vest according to the plan (footnote notes these RSUs vest in near-equal annual installments beginning March 1, 2027).

Context

These entries reflect a routine RSU grant plus tax withholding at vesting (cashless share withholding). The grant is an award (not an open-market purchase) and the withheld shares were used solely to cover tax liabilities. Such tax-withholding dispositions are common and do not, by themselves, indicate insider sentiment about the stock.

Form 4

Period: 2026-03-01

EVP, VB & President, Colonial

Transactions

Tax Payment
Common Stock
[F1][F2]
2026-03-01$71.73/sh−906$64,987→ 53,726 total
Tax Payment
Common Stock
[F3][F4]
2026-03-01$71.73/sh−1,208$86,650→ 52,518 total
Tax Payment
Common Stock
[F5][F6]
2026-03-01$71.73/sh−705$50,570→ 51,813 total
Award
Common Stock
[F7][F8]
2026-03-01+6,695→ 58,508 total

Holdings

Footnotes (8)

[F1]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,448 stock-settled RSUs (as defined in footnote (2) below).
[F2]Includes 12,393 restricted stock units and 41,333 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F3]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,263 stock-settled RSUs.
[F4]Includes 9,130 stock-settled RSUs and 43,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F5]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,903 stock-settled RSUs.
[F6]Includes 7,227 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F7]All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
[F8]Includes 13,922 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Signature

/s/ Jullienne, J. Paul, Attorney-in-Fact|2026-03-03

1 file