Harrison Dean M 4

What Happened

• Harrison M. Dean, a director of Northern Trust Corporation (NTRS), received equity awards on 2026-04-21. The filing shows two acquisitions (transaction code A): 34.89 shares reported at $171.74 each (total value ~$5,992) and 989 stock units reported at $0.00. The $0.00 items represent stock units/RSUs rather than a cash purchase.

Key Details

• Transaction date: 2026-04-21; Filing date: 2026-04-23 (filed within the typical 2-business-day Form 4 window).
• Items reported:
  • 34.89 shares @ $171.74 each — acquired, value ≈ $5,992.
  • 989 stock units @ $0.00 — acquired; payable 1-for-1 in common shares (see footnote F1).
• Transaction code: A (award/grant/acquisition).
• Shares owned after the transaction: not specified in the provided excerpt of the filing.
• Footnote F1: these 989 units represent stock units payable automatically on a 1-for-1 basis in common stock.

Context

• These transactions are awards (compensation/board grants), not open-market purchases or sales. Awards are routine for directors and do not by themselves indicate a buy/sell market signal. The zero-dollar line reflects units that will convert to shares (or are restricted units), rather than an immediate cash purchase or sale.